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Committee Notes Committee Notes prepared by the Committee on Rules of Practice and Procedure and the Advisory Committee on the Federal Rules of Civil Procedure, Judicial Conference of the United States, explaining the purpose and intent of the amendments are set out in the Appendix to Title 28, United States Code, following the particular rule to which they relate. In addition, the rules and amendments, together with Committee Notes, are set out in the House documents listed above.
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TABLE OF CONTENTS Foreword Authority for promulgation of rules Historical note RULES TITLE I. SCOPE OF RULES; FORM OF ACTION Rule 1. Scope and Purpose Rule 2. One Form of Action TITLE II. COMMENCING AN ACTION; SERVICE OF PROCESS, PLEADINGS, MOTIONS, AND ORDERS Rule 3. Commencing an Action Rule 4. Summons Rule 4.1. Serving Other Process Rule 5. Serving and Filing Pleadings and Other Papers Rule 5.1. Constitutional Challenge to a Statute一Notice, Certification, and Intervention Rule 5.2. Privacy Protection For Filings Made with the Court Rule 6. Computing and Extending Time; Time for Motion Papers TITLE III. PLEADINGS AND MOTIONS Rule 7. Pleadings Allowed; Form of Motions and Other Papers Rule 7.1. Disclosure Statement Rule 8. General Rules of Pleading Rule 9. Pleading Special Matters Rule 10. Form of Pleadings Rule 11. Signing Pleadings, Motions, and Other Papers; Representations to the Court; Sanctions Rule 12. Defenses and Objections: When and How Presented; Motion for Judgment on the Pleadings; Consolidating Motions; Waiving Defenses; Pretrial Hearing Rule 13. Counterclaim and Crossclaim Rule 14. Third-Party Practice Rule 15. Amended and Supplemental Pleadings Rule 16. Pretrial Conferences; Scheduling; Management TITLE IV. PARTIES Rule 17. Plaintiff and Defendant; Capacity; Public Officers Rule 18. Joinder of Claims Rule 19. Required Joinder of Parties Rule 20. Permissive Joinder of Parties Rule 21. Misjoinder and Nonjoinder of Parties Rule 22. Interpleader Rule 23. Class Actions Rule 23.1. Derivative Actions Rule 23.2. Actions Relating to Unincorporated Associations Rule 24. Intervention Rule 25. Substitution of Parties TITLE V. DISCLOSURES AND DISCOVERY Rule 26. Duty to Disclose; General Provisions Governing Discovery Rule 27. Depositions to Perpetuate Testimony Rule 28. Persons Before Whom Depositions May Be Taken Rule 29. Stipulations About Discovery Procedure Rule 30. Depositions by Oral Examination Rule 31. Depositions by Written Questions Rule 32. Using Depositions in Court Proceedings Rule 33. Interrogatories to Parties Rule 34. Producing Documents, Electronically Stored Information, and Tangible Things, or Entering onto Land, for Inspection and Other Purposes TITLE V. DISCLOSURES AND DISCOVERY—Continued Rule 35. Physical and Mental Examinations Rule 36. Requests for Admission Rule 37. Failure to Make Disclosures or to Cooperate in Discovery; Sanctions TITLE VI. TRIALS Rule 38. Right to a Jury Trial; Demand Rule 39. Trial by Jury or by the Court Rule 40. Scheduling Cases for Trial Rule 41. Dismissal of Actions Rule 42. Consolidation; Separate Trials Rule 43. Taking Testimony Rule 44. Proving an Official Record Rule 44.1. Determining Foreign Law Rule 45. Subpoena Rule 46. Objecting to a Ruling or Order Rule 47. Selecting Jurors Rule 48. Number of Jurors; Verdict; Polling Rule 49. Special Verdict; General Verdict and Questions Rule 50. Judgment as a Matter of Law in a Jury Trial; Related Motion for a New Trial; Conditional Ruling Rule 51. Instructions to the Jury; Objections; Preserving a Claim of Error .. Rule 52. Findings and Conclusions by the Court; Judgment on Partial Findings Rule 53. Masters TITLE VII. JUDGMENT Rule 54. Judgment; Costs Rule 55. Default; Default Judgment Rule 56. Summary Judgment Rule 57. Declaratory Judgment Rule 58. Entering Judgment Rule 59. New Trial; Altering or Amending a Judgment Rule 60. Relief from a Judgment or Order Rule 61. Harmless Error Rule 62. Stay of Proceedings to Enforce a Judgment Rule 62.1. Indicative Ruling on a Motion for Relief That is Barred by a Pending Appeal Rule 63. Judge's Inability to Proceed TITLE VIII. PROVISIONAL AND FINAL REMEDIES Rule 64. Seizing a Person or Property Rule 65. Injunctions and Restraining Orders Rule 65.1. Proceedings Against a Security Provider Rule 66. Receivers Rule 67. Deposit into Court Rule 68. Offer of Judgment Rule 69. Execution Rule 70. Enforcing a Judgment for a Specific Act Rule 71. Enforcing Relief For or Against a Nonparty TITLE IX. SPECIAL PROCEEDINGS Rule 71.1. Condemning Real or Personal Property Rule 72. Magistrate Judges: Pretrial Order Rule 73. Magistrate Judges: Trial by Consent; Appeal Rule 74. [Abrogated.] Rule 75. [Abrogated.] Rule 76. [Abrogated.] TITLE X. DISTRICT COURTS AND CLERKS: CONDUCTING BUSINESS; ISSUING ORDERS Rule 77. Conducting Business; Clerk's Authority; Notice of an Order or Judgment Rule 78. Hearing Motions; Submission on Briefs Rule 79. Records Kept by the Clerk Rule 80. Stenographic Transcript as Evidence TITLE XI. GENERAL PROVISIONS Rule 81. Applicability of the Rules in General; Removed Actions Rule 82. Jurisdiction and Venue Unaffected Rule 83. Rules by District Courts; Judge's Directives Rule 84. [Abrogated.] TITLE XI. GENERAL PROVISIONS—Continued Rule 85. Title Rule 86. Effective Dates Rule 87. Civil Rules Emergency APPENDIX OF FORMS [Abrogated.] SUPPLEMENTAL RULES FOR ADMIRALTY OR MARITIME CLAIMS AND ASSET FORFEITURE ACTIONS Rule A. Scope of Rules Rule B. In Personam Actions: Attachment and Garnishment Rule C. In Rem Actions: Special Provisions Rule D. Possessory, Petitory, and Partition Actions Rule E. Actions in Rem and Quasi in Rem: General Provisions Rule F. Limitation of Liability Rule G. Forfeiture Actions In Rem SUPPLEMENTAL RULES FOR SOCIAL SECURITY ACTIONS UNDER 42 U.S.C. § 405(g) Rule 1. Review of Social Security Decisions Under 42 U.S.C. §405(g) Rule 2. Complaint Rule 3. Service Rule 4. Answer; Motions; Time Rule 5. Presenting the Action for Decision Rule 6. Plaintiff's Brief Rule 7. Commissioner's Brief Rule 8. Reply Brief
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RULES OF CIVIL PROCEDURE FOR THE UNITED STATES DISTRICT COURTS Effective September 16, 1938, as amended to December 1, 2023
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Rule 1. Scope and Purpose These rules govern the procedure in all civil actions and proceedings in the United States district courts, except as stated in Rule 81. They should be construed, administered, and employed by the court and the parties to secure the just, speedy, and inexpensive determination of every action and proceeding. (As amended Dec. 29, 1948, eff. Oct. 20, 1949; Feb. 28, 1966, eff. July 1, 1966; Apr. 22, 1993, eff. Dec. 1, 1993; Apr. 30, 2007, eff. Dec. 1, 2007; Apr. 29, 2015, eff. Dec. 1, 2015.) Rule 2. One Form of Action There is one form of action一the civil action. (As amended Apr. 30, 2007, eff. Dec. 1, 2007.) TITLE II. COMMENCING AN ACTION; SERVICE OF PROCESS, PLEADINGS, MOTIONS, AND ORDERS
Rule 3. Commencing an Action A civil action is commenced by filing a complaint with the court. (As amended Apr. 30, 2007, eff. Dec. 1, 2007.)
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Rule 4. Summons (a) Contents; Amendments. (1) Contents. A summons must: (A) name the court and the parties; (B) be directed to the defendant; (C) state the name and address of the plaintiff's attorney or一if unrepresented一of the plaintiff; (D) state the time within which the defendant must appear and defend; (E) notify the defendant that a failure to appear and defend will result in a default judgment against the defendant for the relief demanded in the complaint; (F) be signed by the clerk; and (G) bear the court's seal. (2) Amendments. The court may permit a summons to be amended.
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(b) Issuance. On or after filing the complaint, the plaintiff may present a summons to the clerk for signature and seal. If the summons is properly completed, the clerk must sign, seal, and issue it to the plaintiff for service on the defendant. A summons一or a copy of a summons that is addressed to multiple defendants一must be issued for each defendant to be served.
(c) Service. (1) In General. A summons must be served with a copy of the complaint. The plaintiff is responsible for having the summons and complaint served within the time allowed by Rule 4(m) and must furnish the necessary copies to the person who makes service. (2) By Whom. Any person who is at least 18 years old and not a party may serve a summons and complaint. (3) By a Marshal or Someone Specially Appointed. At the plaintiff's request, the court may order that service be made by a United States marshal or deputy marshal or by a person specially appointed by the court. The court must so order if the plaintiff is authorized to proceed in forma pauperis under 28 U.S.C. §1915 or as a seaman under 28 U.S.C. §1916.
(d) Waiving Service. (1) Requesting a Waiver. An individual, corporation, or association that is subject to service under Rule 4(e), (f), or (h) has a duty to avoid unnecessary expenses of serving the summons. The plaintiff may notify such a defendant that an action has been commenced and request that the defendant waive service of a summons. The notice and request must: (A) be in writing and be addressed: (i) to the individual defendant; or (ii) for a defendant subject to service under Rule 4(h), to an officer, a managing or general agent, or any other agent authorized by appointment or by law to receive service of process; (B) name the court where the complaint was filed; (C) be accompanied by a copy of the complaint, 2 copies of the waiver form appended to this Rule 4, and a prepaid means for returning the form; (D) inform the defendant, using the form appended to this Rule 4, of the consequences of waiving and not waiving service; (E) state the date when the request is sent; (F) give the defendant a reasonable time of at least 30 days after the request was sent一or at least 60 days if sent to the defendant outside any judicial district of the United States一to return the waiver; and (G) be sent by first-class mail or other reliable means.
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(2) Failure to Waive. If a defendant located within the United States fails, without good cause, to sign and return a waiver requested by a plaintiff located within the United States, the court must impose on the defendant:
(A) the expenses later incurred in making service; and
(B) the reasonable expenses, including attorney's fees, of any motion required to collect those service expenses.
(3) Time to Answer After a Waiver. A defendant who, before being served with process, timely returns a waiver need not serve an answer to the complaint until 60 days after the request was sent一or until 90 days after it was sent to the defendant outside any judicial district of the United States.
(4) Results of Filing a Waiver. When the plaintiff files a waiver, proof of service is not required and these rules apply as if a summons and complaint had been served at the time of filing the waiver.
(5) Jurisdiction and Venue Not Waived. Waiving service of a summons does not waive any objection to personal jurisdiction or to venue.
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(e) Serving an Individual Within a Judicial District of the United States. Unless federal law provides otherwise, an individual一other than a minor, an incompetent person, or a person whose waiver has been filed一may be served in a judicial district of the United States by: (1) following state law for serving a summons in an action brought in courts of general jurisdiction in the state where the district court is located or where service is made; or (2) doing any of the following: (A) delivering a copy of the summons and of the complaint to the individual personally; (B) leaving a copy of each at the individual's dwelling or usual place of abode with someone of suitable age and discretion who resides there; or (C) delivering a copy of each to an agent authorized by appointment or by law to receive service of process.
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(f) Serving an Individual in a Foreign Country. Unless federal law provides otherwise, an individual一other than a minor, an incompetent person, or a person whose waiver has been filed一may be served at a place not within any judicial district of the United States: (1) by any internationally agreed means of service that is reasonably calculated to give notice, such as those authorized by the Hague Convention on the Service Abroad of Judicial and Extrajudicial Documents; (2) if there is no internationally agreed means, or if an international agreement allows but does not specify other means, by a method that is reasonably calculated to give notice: (A) as prescribed by the foreign country's law for service in that country in an action in its courts of general jurisdiction; (B) as the foreign authority directs in response to a letter rogatory or letter of request; or (C) unless prohibited by the foreign country's law, by: (i) delivering a copy of the summons and of the complaint to the individual personally; or (ii) using any form of mail that the clerk addresses and sends to the individual and that requires a signed receipt; or (3) by other means not prohibited by international agreement, as the court orders.
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(g) Serving a Minor or an Incompetent Person. A minor or an incompetent person in a judicial district of the United States must be served by following state law for serving a summons or like process on such a defendant in an action brought in the courts of general jurisdiction of the state where service is made. A minor or an incompetent person who is not within any judicial district of the United States must be served in the manner prescribed by Rule 4(f)(2)(A), (f)(2)(B), or (f)(3).
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